Compliance Lead

Designation :  Compliance Lead

Location:   Corporate office – Prabhadevi

Reporting  – AVP - Compliance

Stability Criteria : They should be working in the current organization for minimum two years and for one year in the previous organization or vice versa.

Industry Preference  : Source from GI

Age criteria  : Up to 37 yrs only

Experience  – 7-10 years relevant experience from general insurance industry; experience in AML / KYC domain will be preferred

 

Responsibilities  :

• Ensuring compliance with AML and KYC regulations, customer due diligence and policies
• Enhance and streamline systems and processes related to Third-Party Anti-Corruption Due Diligence.
• Manage end to end outsourcing program and ensure all third-party partners meet anti-corruption and due diligence compliance standards.
• Monitor documentation, approvals, and compliance activities for all outsourced operations.
• Develop a comprehensive training plan and conduct training for employees, procurement teams, and other relevant stakeholders to promote awareness and compliance.
• Prepare, maintain, and share regular compliance reports with management and relevant stakeholders.
• Review and assess vendor lists to ensure appropriate risk categorization and compliance checks.

·         Good knowledge of Companies Act (2013)

• Ability to work independently and ensure timely compliance