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UpMan Placements Private Limited
Inspection - Manager/Sr Manager/Deputy Manager
UpMan Placements Private Limited · posted 4 days ago
Mumbaicompliance & ir
About the role
Experience – 2+ Years
Grade: DM
Education : CA / CS / MBA / LLB / LLM / Postgraduate / MBA, double degree is mandatory
Position – 8
Location – Mumbai
T here will be extensive pan India travel involved in this role.
Job Description :-
- Conducting inspections and ensure timely submission of reports & subsequent compliances from BPs.
- Identification of process improvements in the existing processes.
- Good understanding of KYC framework and other application compliances.
- To complete the end-to-end process of monitoring receipt and review of all periodical submissions from Business Partners as per Compliance Calendar.
- MIS and periodic reporting to Management.
- Regulatory Reporting.
- Co-ordinate and facilitate with across departments to develop and/or enhance system controls, procedures and trainings.
- Proactive action to ensure correct and timely compliance of all required submissions by respective BPs.
- Processing of inspection related alerts.
- Interacting with MIIs /SEBI on compliance related matters.
- Communicate effectively and efficiently with relevant internal and external stakeholders