Job Description - Risk & Compliance : Senior Analyst
Candidates will gain exposure to a wide range of industries and investment
structures. As a result of the breadth of the experience, candidates will
develop a unique understanding of companies, capital structures, and
credit markets. This candidate will work directly with the Specialty
Finance investment team within the Blackstone Insurance Structure.
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Responsibilities:
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Build strong relationships with portfolio managers and members of other
operational teams across to act as a key point of contact to
prioritize, answer questions and solve problems.
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Ensuring all reviews have been completed and operational procedures are
fully in place to ensure smooth investment operations and successful
internal and external audits including SOC 1.
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Proactively identifying areas that would benefit from additional
process/procedure/discipline to enhance process and build to ensure
scalability.
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Analyzing investment guidelines and interpret them to build logic-based
rules to implement into automated investment compliance system for
monitoring.
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Deliver daily/monthly/quarterly compliance reports to PM team for the
new violations across all investment policies.
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Support onshore team by assisting them in post trade compliance
monitoring activities across all the investment strategies.
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Assist in identifying the data governance and data reconciliation
issues.
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Qualifications:
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Bachelor’s degree with a preference to advanced degree or progression
towards CFA/FRM/CAIA
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3 to 5 years of relevant experience in investment compliance
monitoring with an exposure towards rule coding.
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Knowledge of guideline monitoring or coding in compliance systems e.g.,
Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics
would be an added advantage.
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Good to have experience in querying databases and analyzing large data
sets
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Ability to make strategic decision/recommendations for process
improvements
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Ability to work well in a lean team environment, often under pressure
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Strong work ethic, intellectual curiosity, good judgment, and positive
attitude
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Mandatory Skills: Institutional_Finance_Buy_Side_Others .
Experience: 3-5 Years .
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