Auditor - Business Audit (CFM/RFS)

Role Overview 

Execute risk assessment and audits in the area of risk department, covering credit and operational risk management accross SG Group.
Contributes to  execution of audits (Standalone/Global) as per Audit Plan and be involved in issue and recommendation drafting and discussion.
Contributes to the shared services missions and other activities assigned by the regional Audit teams as required.
Follow-up on recommendations under his/her responsibility, regularly providing necessary updates, and ensure timely closure and escalation of any blocking points.
Active participation in annual risk assessment exercise and continuous audit monitoring meetings where required.
Producing good quality documentation on audits and recommendation tracking.
Guiding and coaching audit trainees and colleagues on audit assignments.

Key Responsibilities 

• Responsibilities & Duties :

  1) Being a contributor to the audit life cycle from planning to testing, reporting and closure of recommendation under the guidance of the Head of Mission/Senior Auditors, he assists audit management in execution of Audit plan. The audit work performed should comply with prescribed quality and timelines. Shared services missions may involve onshore travel.
  2) Maintains clear work papers and audit trail of the work done in the audit workflow tool, in accordance with the prescribed methodology. 
  3) Be a part of the quality initiative taken by the Audit department and deliver audit related work as per prescribed timelines and quality standards.
  4)  Makes appropriate recommendations to improve SG processes
  5)  Follow-up recommendations issued timely and escalate when needed
  6) Acquire knowledge on activities and risks during assignments and via trainings 
  7) Develop a good understanding of business and strengthen stakeholder management skills as a part of Continuous Audit Monitoring.
  8) Primarily execute audits in the corporate functions perimeter, with fungibility to deliver on audits in investment banking perimeter

Required Skills & Qualifications 

Technical Skills :

• Good knowledge of the Regulatory frameworks applicable to banking industry, especially on IRB and accounting Credit risks, Operational risks.
• Good knowledge of risk functions and activities on Credit risks and Operational risks.
• Good understanding of Risk Management Framework applicable to banking industry (including european specificities).
• Good knowledge on data skills: data quality management, database management, data analyses and reporting.
• Basic understanding of Banking operations, corporate functions and associated risks and controls

Functional Skills :

• Good understanding of Audit lifecycle from planning to closure of recommendations. Prior experience of  performing controls testing and working with fair amount of autonomy.
• Good understanding of risk based audit methodology, risk assessment and audit planning.
• Produce good quality statement of findings and ability to synthesize clear and concise thematic opinions.
• Ability to work on multi location / global audits with large and diverse teams.
• Understanding /exposure on quality initiatives within audit function.
• Fluent Command over English language (oral as well as written)
• Ability and willingness to travel on audit assignment to cover global businesses and entities.
• Basic understanding of Data Analytics (preferred)

Behavioural Skills :

• Result Orientation and time management
• Client Focus
• Contribution to Strategy
• People Development
• Change management
• Cooperation
• Team Leadership
• Ability to work with diverse teams/Team player
• Conflict management

Certifications (Good to Have) 

• CIA, CISA, FRM, CFA or ACAMS