Legal & Compliance - E-mail Review Analyst

JOB DESCRIPTION – Legal & Compliance Services

LOB	Financial Services	PREFERRED SECTOR/INDUSTRY	Legal & Compliance
DESIGNATION	Analyst	QUALIFICATION	• LL.B. (Financial compliance experience preferred) • MBA (preferred but not mandatory) • LL.M. (preferred but not mandatory)
JOB LOCATION	Delhi/NCR	EXPERIENCE REQUIRED	1 - 3 years

JOB RESPONSIBILITIES

The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following:

·        Perform e-discovery and document review, e-communication review

·        Draft, review, manage obligations, risk analysis etc.

·        Conduct due diligence and compliance activities and prepare reports

·        Undertake preliminary trainings/refreshers and diligently execute all assignments

·        Quality check output provided by Trainees

·        Provide quality report

Reports to

Team Lead / Manager

How You Add Value

( including but are not limited to)

You have at least 1 - 3 years’ experience in the legal/corporate department of a fiduciary or have worked in a law firm or experience with Legal service providing industry. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:

·        Good exposure to legal documents or legal services and compliance

·        General Capital Markets knowledge and introductory knowledge of OTC Derivatives, Listed Derivatives, Prime Brokerage or Securities Finance, LP Agreement

·        Hands on experience of legal outsourcing services

·        Proficiency in using MS Office Suite

·        Good knowledge of MSAs, SoWs, TOs, POs, and end to end contract lifecycle

·        Experience in Invoice verification against SOW’s/ Rate card

·        Exposure in checking of CR’s & SOW’s – Standard templates, standard text and other expectation based on group standards

·        Experience in Data Privacy, Data security, compliance implementation etc. helpful

·        Experience in writing compliance memos and preparing compliance reports a requirement    

·        Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output

·        Ability to prepare written summaries using information from variety of sources  

DESIRED SKILLS & COMPETENCIES

·        Ability to work independently

·        Logical Thinking

·        Excellent communication and writing skills

·        Experience /exposure to similar work environment

·        Exposure to writing reports and drafting different contracts

·        Experience in analyzing legal and government issued documents

·        Experience in copy editing/quality checks of the output as Quality Checker

·        Ensuring appropriate use of quality methods, tools and techniques in the project

·        Exposure and working knowledge of CLM tools

·        Handling and managing huge data

·        Process certification like Six Sigma or experience in quality Methodology (Six Sigma, Pareto, DPMO/U etc.) would be a plus