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TD Newton
About the role
Roles & responsibilities
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Lead small teams and conduct thorough controls and compliance reviews,
delivering high-quality deliverables. Identify gaps in member firm
compliance. Engage actively with KPMG Member firms and other stakeholders
for effective follow-up and discussion on queries and observations.
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Train and coach junior team members. Review their work and ensure it is
completed timely and meets required quality standard.
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Collaborate with cross-functional teams (including member firm teams) to
monitor, review and report on the operation and testing of SoQM controls
and other compliance programs. Use Risk and Control matrix to support the
review of Control Documentation and Testing documentation. Identify
control and/or compliance failures and areas of improvement. Discuss final
observations with Managers/Directors/Partners
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Maintain accurate documentation of tasks performed and contribute to
reporting dashboards
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Perform detailed data analysis on complex Excel sheets to identify trends,
anomalies, and actionable insights to support compliance reviews and/or
reporting requirements.
Demonstrate initiative and a strong work ethic, consistently achieve goals with minimal supervision. Take ownership of tasks and projects, drive them from inception to completion while maintaining high standards and attention to detail.