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Roles & responsibilities
Manage incoming complaints through
multiple channels (e.g., hotline, emails,
online platforms).
Conduct initial assessments to determine
scope, severity, and the appropriate
investigation strategy.
Maintain confidentiality while ensuring
timely and transparent communication with
relevant parties.
Plan, coordinate, and execute
investigations, including evidence
collection, data analysis, and
witness/subject interviews.
Lead and oversee ethics investigations in
collaboration with HR and other internal
or external stakeholders.
Engage and coordinate with external
investigators where required.
Conduct fair, unbiased, and fact-based
investigations into alleged misconduct,
policy violations, or breaches of the
Company’s Code of Conduct & Ethics.
Document investigation findings clearly,
accurately, and comprehensively.
Prepare and present investigation reports
and recommendations to the Disciplinary
Committee.
Track, monitor, and follow up on
corrective actions and remediation plans.
Build and maintain periodic reports,
dashboards, and metrics related to ethics
program data and investigation outcomes.
Develop, review, and maintain policies
such as the Whistleblower Policy,
Disciplinary & Grievance Policy, and
related compliance frameworks.
Ensure policies comply with applicable
laws, regulations, and industry best
practices.
Stay up to date on emerging trends,
regulations, and global best practices in
ethics and compliance investigations.
Conduct training and awareness programs on
ethics, reporting mechanisms, and expected
standards of conduct.
Promote a strong “speak up” culture across
the organization.
Build and maintain trusted partnerships
with leaders, functional heads, and other
member firms' compliance teams, as
required.
Provide leadership with insights, trends,
and recommendations regarding ethical
risks and compliance matters.
Roles & responsibilities
Manage incoming complaints through
multiple channels (e.g., hotline, emails,
online platforms).
Conduct initial assessments to determine
scope, severity, and the appropriate
investigation strategy.
Maintain confidentiality while ensuring
timely and transparent communication with
relevant parties.
Plan, coordinate, and execute
investigations, including evidence
collection, data analysis, and
witness/subject interviews.
Lead and oversee ethics investigations in
collaboration with HR and other internal
or external stakeholders.
Engage and coordinate with external
investigators where required.
Conduct fair, unbiased, and fact-based
investigations into alleged misconduct,
policy violations, or breaches of the
Company’s Code of Conduct & Ethics.
Document investigation findings clearly,
accurately, and comprehensively.
Prepare and present investigation reports
and recommendations to the Disciplinary
Committee.
Track, monitor, and follow up on
corrective actions and remediation plans.
Build and maintain periodic reports,
dashboards, and metrics related to ethics
program data and investigation outcomes.
Develop, review, and maintain policies
such as the Whistleblower Policy,
Disciplinary & Grievance Policy, and
related compliance frameworks.
Ensure policies comply with applicable
laws, regulations, and industry best
practices.
Stay up to date on emerging trends,
regulations, and global best practices in
ethics and compliance investigations.
Conduct training and awareness programs on
ethics, reporting mechanisms, and expected
standards of conduct.
Promote a strong “speak up” culture across
the organization.
Build and maintain trusted partnerships
with leaders, functional heads, and other
member firms' compliance teams, as
required.
Provide leadership with insights, trends,
and recommendations regarding ethical
risks and compliance matters.
Mandatory technical & functional
skills
Strong understanding of corporate
compliance frameworks, whistleblower
management, and investigative
methodologies.
Excellent communication, stakeholder
management, and report writing skills.
This role is for you if you have the
below
Educational qualifications
Bachelors of Law (LLB)
Work experience
8+ years of experience in Ethics &
Compliance investigations or
legal/litigation roles.