LRGC – Risk Events and Issues LRR Lead

Join us as an LRGC - Risk Events and Issues LRR Lead , where the potential candidate will support the Legal Function with the management of LRR Risk, with respect to the global Risk Events and Issues process. This team will have 3 colleagues forming the triage team. The triage team will coordinate the risk events and will issue records in the relevant Legal workflow tool (Salesforce).  The team will also work on allocating the records to the appropriate Legal team and will be responsible to monitor the workflow, ageing and support in creation of reporting/MI.

 

To be a successful LRGC- Risk Events and Issues LRR Lead applicant, the candidate is expected to share their contribution in preparation of training materials for lawyers and periodic enhancements, as per the required efficiency and scope of the process.

Essential Abilities / Qualifications:

• Monitoring a shared inbox and liaising with colleagues across Legal, the business and other functions to support the timely resolution of records.
• Preparing and presenting MI reporting and commentary about the workflow to Project Arthur committees, working groups and, wherever applicable, to specific businesses and functions (including internal reporting/escalation on ageing within the Legal function).
• Contributing to the preparation of training materials for lawyers and periodic enhancements to the efficiency and scope of the process.
• Supporting Legal colleagues by engaging in discussions about risk events and issues with other parts of the organization including CCO, Compliance, Risk and Technology (including in relation to enhancements to, or expansion of, the existing risk events and issues review processes).
• Operating the detailed processes set out in the existing service artefacts (desk procedures, process maps and KPIs).
• Bachelors/Master's Degree in Law with experience in legal Operations/Complaiance in Financial services

 

Desired Skills:

• Excellent communication and organizational skills (provide clear and succinct updates both when presenting and communicating in writing)
• Skilled in relationship building, including ability to work well with Legal colleagues in different teams, globally
• Ability to prioritize a high volume of work and to operate both independently and as a global team member, with good organizational skills
• Risk and controls mindset
• Exposure to reviewing laws, rules and regulations is an added advantage.

 

You may be assessed on the key critical skills relevant for success in role, Legal Operations ,Compliance in financial services , CCO, Legal Functions.

 

This role will be based out of Pune.