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TD Newton
About the role
Lead Expert- Reg Reporting - (26000537)
Missions
Responsibilities
GBSU/REG Team deals with processes required to comply with various regional regulations in the OTC Derivatives space, for Ex.: DFA, EMIR, HKMA, MAS, MiFID etc. REG Team carry out periodic post reporting controls to identify Regulatory reporting anomalies & rectify the issues in coordination with technology teams. In addition, team responsible to manage daily reporting activities for regulators.
Profile Required
Skill: Experience in regulatory reporting or Good Knowledge on OTC Derivatives
products / capital market
Experience: 1-5 yrs.
Operational Excellence
- Provide guidance/ follow-up closely on complex issues
- Monitor the production parameters on a daily basis
- Identify short term production priorities
- Drive production efficiencies
- Ensure compliance / regulatory adherence
- Address internal / external audits
- Monitor/Escalate reconciliation/reporting errors and incidents
- Ensure reconciliation process is executed efficiently
Change Management
- Continuously identify and implement CI ideas thereby bringing in more efficiency across teams
- Contribute/Implement action items from strategic projects & implement organizational changes
- Contribute to team's transformation initiatives
- Identify and implement action items from transversal optimization projects / initiatives
- Contribute and influence adoption of emerging technologies and best practices
- Identify and resolve medium to high-level issues.
- Detect and define process enhancements, regularly.
- Prepare, attend and contribute to process governance.
- Train analysts.
Profile
- Ability to understand control framework.
- Proven knowledge of functional, domain and operational risk management.
- Intermediate stakeholder and partner management skills.
- Clear and concise communication skills.
- Ability to visualize process enhancements.