Join us as an "IB and Research Business Oversight Compliance" at Barclays,
where you'll spearhead the evolution of our digital landscape, driving
innovation and excellence. You'll harness cutting-edge technology to
revolutionise our digital offerings, ensuring unapparelled customer
experiences.
You may be assessed on the key critical skills relevant for success in role,
such as experience with Transaction Banking, as well as job-specific
skillsets.
To be successful as an "IB and Research Business Oversight Compliance", you
should have experience with:
Basic/ Essential Qualifications:
-
Understanding of Investment Banking, Global Banking and Research activities,
including deal lifecycle, research independence, and client interactions
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Ability to contextualise compliance support across capital markets,
products, and transaction cycles
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Applies product knowledge to verification checks, marketing material
reviews, and governance support
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Evidenced through responsibilities covering marketing material reviews, deal
support, research interaction boundaries, and transaction‑cycle aligned
coverage.
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Ability to interpret and apply policies, standards and procedures to real
business scenarios
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Experience supporting Verification Checks (VCs), surveillance reviews,
horizon scanning, and issue escalation
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Strong judgment in identifying conduct, conflicts, MNPI and
information‑barrier risks
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Explicitly reflected in responsibilities for VC execution, horizon scanning,
surveillance reviews, governance MI and escalation frameworks
.
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Ability to deliver clear, fair, not misleading commentary to stakeholders
-
Strong written communication for MI, governance decks, training material,
and senior‑forum updates
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Confidence engaging with stakeholders across Global Banking, ICB and
Research, within defined control boundaries
-
Evidenced through ownership of governance reporting, training decks,
marketing material reviews, and stakeholder engagement forums
-
Desirable skillsets/ good to have:
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Comprehensive knowledge of investment banking /Research rules and
regulations
- Proven ability to excel in fast-paced, time-sensitive environments
- Strong written and verbal communication skills
- Confident, assertive, and investigative approach
- Degree or equivalent qualification
-
Exceptional writing and presentation abilities, with skill in simplifying
complex or sensitive material for executive audiences
-
Extensive governance and reporting experience, including information flow
management, process oversight, and risk assessment
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Independent thinker capable of professionally influencing and challenging
senior stakeholders, managing conflicts and complex issues while aligning
with business objectives
-
Highly motivated, eager to learn, and creative with an interest in strategic
projects
- Advanced proficiency in Word, PowerPoint, and Excel
-
Strong understanding of the financial sector and quick adaptation to new
technical concepts
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Significant experience in developing and executing strategic initiatives
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Background in compliance, conduct, and reputation risk management, including
implementation of relevant controls
- Demonstrated success in leading change and improvement programs.
This role will be based out of Pune.