Senior Auditor - Business Audit (Credit Model Audit)

Missions

• Client audit engagements, which include planning executing, directing, and completing business / financial audits.
• Good knowledge of business process, operational process related to banking and capital markets.
• Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.
• Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.
• Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.
• A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.
• Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.
• Review the evidence of audit conclusions are ensure they are well-documented.
• Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient
• Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression
• Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations
• Participate on annual risk assessment and audit planning
• Quality initiatives within audit function
• Working on Integrated audit
• Monitoring audit recommendations
• Statutory and regulatory norms applicable to banking business
• Fluent Command over English language

 

  Profile

• Execute all audits in accordance with professional standards.
• Assists audit management in preparation & execution of the audit plan
• Prepares Audit work program and understands the specific risks to be evaluated.
• Performs evaluation of internal controls, testing of processes
• Performs reviews of major financial and operational processes
• Perform tests on the effectiveness of the Internal control environment within SG.
• Maintains clear work papers and audit trail of the work done in the appropriate tool
• Write formal & clear reports to communicate audit results to management
• Makes appropriate recommendations to improve SG processes
• Timely issuance of the audit reports
• Follow-up recommendations issued timely and escalate when needed
• Acquire knowledge on activities and risks during assignments and via trainings

 

Skills Required:

Candidate should 8 years of exp in BASEL, PDLGD and IFRS 9 PDLGD validation 

Good Knowledge in Statistics, from a good Stats college. 

Should have experience in Wholesale Credit Modelling

From pier banks / Big 4 Consulting only.